Must companies with intermediated securities report even if their shares are not traded at all?
Antwort
Yes. The former exemption under Art. 697j para. 5 CO was tied to the custody form, not to a trading venue. With its repeal by the TJPG, companies whose intermediated securities exist purely for collateral or custody purposes must also report.
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Is the Communication Generator free to use?
Yes. The Communication Generator is free to use.
Does every shareholder or member qualify as a beneficial owner?
No. The fact that a company requests information from a shareholder or member does not automatically mean that this person is a beneficial owner. Indirect structures, acting in concert and other means of control may also be relevant.
Does the Communication Generator identify the beneficial owners?
No. The generator supports communication and information gathering. The actual assessment of who qualifies as a beneficial owner and who must be reported to the transparency register takes place afterwards. Konsento’s Transparency Register Reporting Assistant can be used for this assessment.